Chief Compliance Officer (Hybrid)- Glenview, IL

Company: Futurerecruit.net
Location: Glenview
Posted on: May 7, 2025

Job Description:

Chief Compliance Officer (Hybrid)-Full TimeLocation: Glenview, IL, 60025What you will be doing:

• Lead with Vision: Inspire and manage a talented team of compliance professionals, fostering a culture of excellence and continuous improvement.
• Stay Ahead of the Curve: Monitor and anticipate regulatory changes, advising senior management on emerging risks and critical deadlines.
• Innovate with Technology: Implement and leverage cutting-edge compliance technologies to enhance our surveillance capabilities.
• Engage Proactively: Communicate effectively with supervisors, registered representatives, and advisory representatives, ensuring everyone is aligned and informed.
• Navigate Complexities: Manage regulatory exams, inquiries, responses, and investigations with federal and state regulators, demonstrating your expertise and confidence.
• Organize with Precision: Ensure timely completion of regulatory filings, audits, and internal reviews.
• Lead Investigations: Administer our robust Anti-Money Laundering (AML) Program, safeguarding the firm against financial crimes.
• Evaluate and Improve: Conduct thorough risk assessments and internal reviews, testing the effectiveness of our policies and procedures while driving continuous improvement.Experience you will need:
  • At least 8 years in compliance, with deep knowledge of FINRA and SEC regulations.
  • Self-directed brokerage experience desired.
  • Series 7, 24, and 65/66 licenses required.
  • A Bachelor's Degree is essential, and CAMS certification is preferred.
  • Exceptional organizational, analytical, and problem-solving abilities.
  • Stellar written and verbal communication skills, with the ability to influence and engage at all levels.
  • A proven ability to multitask and thrive in a fast-paced environment.
  • Strong team player with excellent coaching, feedback, and listening skills.
  • Comprehensive understanding of regulatory requirements for broker-dealers and investment advisors, with experience across various investment products.Top Reasons to work with our client:
    • Innovative trading platform!
    • Supportive team culture!
    • Career advancement opportunities!
    • Focus on professional growth!
    • Competitive salary and benefits!
    • Work with industry experts!
    • Cutting-edge technology!
    • Client-centric approach!
    • Dynamic work environment!
    • Strong reputation in finance!
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